Portable Phased Array
Applications
by Jesse Granillo*
and Michel Moles+
INTRODUCTION
Volumetric nondestructive testing (NDT)
is typically performed in industry using either radiography or ultrasonics.
Radiography has the disadvantages that it can be a safety hazard and
is poor at detecting the more critical planar discontinuities (cracks,
lack of fusion and lack of penetration). Manual ultrasonics is much
better at detecting planar discontinuities, but it is slow and the results
are highly dependent on the operator. Automated ultrasonic testing typically
involves large, expensive and inflexible systems, though the results
are reproducible. A new development - portable ultrasonic phased arrays
- offers speed and flexibility.
Portable phased array ultrasonic equipment is highly computerized and
can be operated in manual, semiautomated (encoded, with or without a
scanning aid) or fully automated (operating a scanning rig) modes. This
new generation of equipment offers many of the advantages of phased
arrays: speed, flexibility, data storage, imaging, reproducibility and
limited footprint, with many of the advantages of manual ultrasonics:
portability, ease of setup and relatively low cost.
After briefly introducing the principles of phased arrays and the types
of scans, this paper describes a series of portable phased array applications.
As normal with new categories of equipment, many of the initial applications
have been unusual in some way; more recently, general applications for
weld testing have become viable. Perhaps more interesting is the observation
that most of the applications are either fully manual or semiautomated.
Very few portable phased array applications are fully automated.
ULTRASONIC PHASED ARRAYS
Ultrasonic phased arrays are a novel technique for generating and receiving
ultrasound. Instead of a single transducer and beam, phased arrays use
multiple ultrasonic elements and electronic time delays to create beams
by constructive and destructive interference. As such, phased arrays
offer significant technical advantages for weld testing over conventional
ultrasonics. The phased array beams can be steered, scanned, swept and
focused electronically. Beam steering permits the selected beam angles
to be optimized ultrasonically by orienting them perpendicular to the
predicted discontinuities, for example lack of fusion in automated welds.
Portable
phased arrays are commercially and technically viable for a
wide range of applications.
Electronic scanning permits very rapid coverage of the components,
typically an order of magnitude faster than a single transducer mechanical
system. Beam steering (usually called sectorial or azimuthal scanning)
can be used for mapping components at appropriate angles to optimize
the probability of detection of discontinuities. Sectorial scanning
is also useful when only a minimal footprint is possible. Electronic
focusing permits optimizing the beam shape and size at the expected
discontinuity location, as well as optimizing the probability of detection.
Overall, the use of phased arrays permits optimizing discontinuity detection
while minimizing testing time.
How Phased Arrays Work
Ultrasonic phased arrays are similar in principle to phased array radar,
sonar and other wave physics applications. However, ultrasonic development
is behind the other applications due to a smaller market, shorter wavelengths,
mode conversions and more complex components. Several authors have reviewed
applications of ultrasonic phased arrays (Clay et al., 1999; Wustenberg
et al., 1999; Lafontaine and Cancre, 2000), though industrial uses have
been limited until the last few years.
From a practical viewpoint, ultrasonic phased arrays are merely a technique
for generating and receiving ultrasound; once the ultrasound is in the
material, it is independent of the generating technique (piezoelectric,
electromagnetic, laser or phased arrays). Consequently, many of the
details of ultrasonic testing remain unchanged; for example, if 5 MHz
is the optimum testing frequency with conventional ultrasonics, then
phased arrays would typically use the same frequency, aperture size,
focal length and incident angle.
Phased arrays use an array of elements, all individually wired, pulsed
and time shifted. These elements are usually pulsed in groups from 4
to 16 elements. A typical user friendly computerized setup calculates
the time delays from operator input, or uses a predefined file: test
angle, focal distance, scan pattern and so forth (see Figures in R/D
Tech, 2004).
The time delay values are back calculated using time of flight from
the focal spot and the scan assembled from individual focal laws. Time
delay circuits must be accurate to around 2 ns to provide the accuracy
required.
The setup information is electronically recorded and only takes seconds
to reload. Modifying a prepared setup is quick in comparison with physically
adjusting conventional transducers.
Types of Scans
Using electronic pulsing and receiving provides significant opportunities
for a variety of scan patterns. The two basic patterns are electronic
and sectorial scans.
Electronic scans are performed by multiplexing along an array. Typical
arrays have up to 128 elements, pulsed in groups of 8 to 16. Electronic
and linear (single axis mechanical scanning) testing permits rapid coverage
with a tight focal spot. If the array is flat and linear, then the scan
pattern is a simple B-scan. The data can be processed to provide a C-scan
or combined scans (for example, top/side/end views or combined S- and
A-scans).
Sectorial scans use the same set of elements, but alter the time delays
to sweep the beam through a series of angles. Again, this is a straightforward
scan to program. Applications for sectorial scanning typically involve
a stationary array, sweeping across a relatively inaccessible component
like a turbine blade root (Ciorau et al., 2000), to map out the features
(and discontinuities). Depending primarily on the array frequency and
element spacing, the sweep angles can vary from ±20 to ±80 degrees.
Manual ultrasonic testing is performed using a single transducer, which
the operator scans back and forth to cover the area to be tested. Many
automated testing systems use a similar approach, with a single transducer
scanned back and forth for corrosion or weld testing. This is very time
consuming, since the system has dead zones at the start and finish of
the raster.
In contrast, phased arrays use a linear scanning approach. Here, the
probe is mechanically scanned in a line around or along the component
(a weld in this example), while the array performs electronic or sectorial
scanning. Linear scanning is frequently used in pipe mills and on pipelines.
PORTABLE PHASED ARRAY INSTRUMENT
A portable phased array unit with manual, semiautomated and automated
capability has been developed. In practice, this is a multiple technology
unit, with replaceable function modules (besides phased arrays, there
are conventional ultrasonics, time of flight diffraction, eddy current
and eddy current array modules available, with other technologies in
development). The current phased array unit is a 16/128 unit (16 multiplexed
pulsers with 128 channels), with up to 256 focal laws (individual beam
pulses). The unit can perform electronic and sectorial scans. It has
ultrasonic specifications similar to an upscale single channel discontinuity
detector (frequency, filtering, time corrected gain, gates, alarms,
range and so forth) and can operate as such. The instrument is fully
digital and can perform encoded scans.
The phased array unit records full waveform data at multiple angles/positions
and can display A-, B-, C-, D-, S- and combined scans. This gives much
increased imaging capability. The unit also has built in reporting capability
(using pasted in scans) and internal procedure capability. There is
a special calibration process for phased arrays, to ensure uniform signal
strength across the array (and wedge). The 4.6 kg (10 lb) unit also
has a "probe recognition" function, where the array is automatically
detected and characterized when connected; this eliminates programming
the array parameters.
Arrays
As with all testing systems, the probe or transducer is critically important.
This is perhaps even more the case with arrays, though typically a single
array can perform multiple tests, often with appropriate wedges. There
are technical limits to arrays; individual element sizes are limited
in practice to around 0.15 mm (6 x 10-3 in.) and are normally
under 20 MHz. However, the real limitations of arrays are cost. The
more advanced arrays, with hundreds of elements, can easily cost tens
of thousands of dollars. These arrays can be matrix, circular, conical
or complex. To reduce costs, automated manufacturing of a standard series
of linear arrays has been developed.
APPLICATIONS
This section lists a dozen portable phased array unit applications.
This list is far from exhaustive and new applications are arriving regularly.
However, this provides a cross section of typical uses and covers a
wide variety of industries: nuclear, petrochemical, defense, manufacturing
and aerospace.
Detection and Sizing of Stress
Corrosion Cracking in Turbine Roots
This application involves a large number of components and high downtime
costs, plus limited access in a nuclear reactor. False calls must be
minimized, due to outage costs, and small discontinuities (1 mm [0.04
in.] high and as little as 3 mm [0.12 in.] long) must be detected. Discontinuity
range and location varies.
The phased array solution was to model the application to optimize
array design using ray tracing to optimize the testing. The solution
was to use a relatively high frequency (6 to 12 MHz) and to plot the
scans on a component overlay. (In practice, being a nuclear application,
multiple units and multiplexed scans were used; however, this does not
alter the application principles). S-scans were used, with minimal probe
movement.
Small Diameter Austenitic Pipe Weld Testing
This application involved testing stainless steel pipe welds of variable
diameters for a nuclear waste application. The welds were autogenous,
made by orbital welders; as such, the weld profile was near vertical.
Wall thicknesses were generally thin. Space between pipes was minimal,
necessitating a manual scan or low profile scanner. Radiography was
not permitted for safety reasons. Rapid and reliable testing was required,
with full data recording.
The portable phased array solution used two arrays generating shear
waves, one on either side of the weld with a splitter cable. Linear
scanning around the weld and a low profile scanner with a small encoder
was used for data collection. S-scans were used, with the data displayed
as C-scans. Figure 1 shows the scanner and display.
| (a) |
 |
| (b) |
 |
Figure 1 - Small
diameter austenitic pipe weld testing: (a) twin shear wave wedges
with low profile scanner; (b) typical A-, S- and C- scan display showing
1.5 mm (0.06 in.) calibration hole.
In Service Testing of Pipe for Stress Corrosion Cracking
This nuclear application is for detecting axial stress corrosion cracking
in Canada Deuterium Uranium (CANDU) reactor feeder pipes. These pipes
are ferritic steel, with very limited access between pipes. Radiation
fields are high, so testing must be quick. Crack heights are less 1
mm (0.04 in.) and wall thicknesses are typically around 10 mm (0.4 in.).
The portable phased array solution is to use a small 10 MHz, 16 element
array with a miniature wheel encoder attached (Figure 2). Once detected,
discontinuities could be accurately sized using time of flight diffraction.
| (a) |
 |
| (b) |
 |
Figure 2 - Phased array
detection of stress corrosion cracking in feeder pipes: (a) scanning
setup; (b) crack detection.
Butt Weld Testing
In contrast to the nuclear applications above, butt weld testing represents
a huge and varied application. Typically, this testing is performed
according to an established code and approved procedure and technique.
ASME code approval has been obtained using external consultants for
pipes and butt welds up to 25 mm (1 in.). Typical testing criteria for
practical applications include performing cost effective, rapid and
reliable testing of butt welds in plate or tubes, storing the data for
reference and imaging discontinuities for optimum sizing.
The portable phased array solution uses an array on a wedge (for wear
and optimum angles) to generate shear waves as usual. S-scans or electronic
scans are performed using a linear scan along the weld. The data are
stored and displayed as S-scans or top/side/end views.
T-weld Testing of Bridge Structures
These weld tests are similar to butt weld testing, but can be more challenging
due to the geometry. Typically, these applications involve thicknesses
of 10 to 16 mm (0.4 to 0.6 in.) and reliable detection of planar discontinuities
(cracks, lack of fusion and lack of penetration) is essential. Probe
movement is limited, multiple test angles are necessary and a cost effective
solution is required.
The portable phased array solution is to use an encoded hand scan with
a small, linear, 5 MHz, 16 element array. S-scans are performed at between
40 and 70 degrees using shear waves and the results displayed as a combination
of A- and S-scans. Other scanning and display options are possible.
Figure 3 shows the T-joint geometry and testing in action.

Figure 3 - Testing
T-welds using portable phased arrays with an encoded array: test geometry
and procedure.
Hydrogen Induced Cracking
Hydrogen induced cracking involves the diffusion of hydrogen into steels,
where it typically forms lamellar blisters at inclusions. Standard hydrogen
induced cracking is benign and easily detected by ultrasonics, but stepwise
cracking can occur between blisters, which is structurally undesirable.
This stress oriented hydrogen induced cracking (or stepwise cracking)
is more difficult to characterize using conventional ultrasonics. While
hydrogen induced cracking forms lamellar reflectors parallel to the
surface, stress oriented hydrogen induced cracking forms as cracking
between hydrogen induced cracking blisters, at an angle to the surface.
The objective is to reliably determine if stress oriented hydrogen induced
cracking exists amongst regular hydrogen induced cracking. The testing
must be rapid and comparatively inexpensive. Data storage is desirable.
The portable phased array solution is to use normal beam electronic
manual scans to rapidly detect hydrogen induced cracking. To determine
if stress oriented hydrogen induced cracking is present, a second setup
file is loaded to perform S-scans using ±30 degree S-scans. A tracking
function is used to display the A-scan angle with the highest amplitude
waveform. The array is skewed back and forth to optimize the signals.
Typically, the beam is focused at midwall, since most hydrogen induced
cracking and stress oriented hydrogen induced cracking occurs at 1/3
to 2/3 depth. The operator looks for additional signals between hydrogen
induced cracking reflections to identify stress oriented hydrogen induced
cracking (Figure 4).
| (a) |
 |
| (b) |
 |
Figure 4 - Hydrogen
induced cracking: (a) with no stepwise cracking visible (no stress
oriented hydrogen induced cracking); (b) with stress oriented hydrogen
induced cracking visible.
Flange Corrosion under Gasket
The requirement is to detect corrosion under a gasket seat, without
removing the bolts. Testing is possible only from the pipe surfaces;
scanning is needed, but the scanning area is limited. The angles are
difficult for conventional ultrasonic testing (Figure 5a).
The portable phased array solution is to use a 16 element phased array
probe with a 45 degree natural angle and to perform an S-scan from 30
to 85 degrees. To ensure maximum coverage with the bolts in place, a
guide was used. Using a corrected B-scan ensured a good interpretation
of the images (Figure 5b).
Figure 5 - Gasket corrosion
mapping: (a) schematic showing flange gasket, area to be scanned, locations
of bolts and the limited access (measurements are in degrees); (b) A-scan,
B-scan and corrected B-scan displays of corrosion mapping.
Nozzle Testing
The requirement is to detect and measure erosion/corrosion on a 175
mm (6.9 in.) nozzle inside surface. The testing must be performed rapidly
and in service and must be cost effective.
The portable phased array solution is to use a 32 element, 10 MHz linear
array and perform S-scans using L-waves from 0 to 70 degrees (Figures
6a and 6b). The nozzle is imaged as a volume corrected (true depth)
S-scan. Erosion/corrosion is measured from the image (Figure 6c). The
image can be zoomed, if required.
Figure 6 - Nozzle
testing: (a) 175 mm (6.9 in.) calibration block and bevel end; (b)
S-scan of nozzle, showing bottom surface, corner and smooth end surface;
(c) S-scans showing eroded corner (the right side is a zoomed image).
Thread Testing
The requirement is to rapidly and reliably test threads on many munitions
shafts to determine if they are correctly threaded or double threaded
(Figures 7a and 7b). The output display should be easy to interpret.
All data must be stored.
The portable phased array solution uses a linear array with a custom
wedge to fit the shaft. Focused ultrasonic beams are used for resolution
and a B-scan display to show correct or bad threading (Figure 7c). The
operator can readily distinguish between good and double threading by
interpreting the B-scan patterns (Labbé, 2004).
Figure 7 - Munitions
thread testing: (a) munitions tail and mockup of probe on custom wedge;
(b) cross section through shaft showing double threading; (c) B-scan
of threads showing correct threading.
Spindle/Shaft Testing
The NDT required in this case involved testing a long spindle for cracking
(Figure 8). A rapid and reliable test was required, which should both
detect and size any discontinuities. The main concern was that data
interpretation could be difficult due to multiple reflections. This
type of testing is required for bridge pins, vehicle shafts and similar
applications.
The portable phased array solution used a single array rotating on
the top of the spindle (Figure 8a), performing a narrow angle S-scan
to sweep from the centerline to the edge of spindle. The results were
displayed as a corrected S-scan and known features (for example, lands)
were used to determine the locations of reflectors. Calibration used
machined notches.
| (a) |
 |
| (b) |
Figure 8 - Spindle/shaft
testing: (a) spindle and true depth (or volume corrected) S-scan display
with known reflectors; (b) typical location of cracking in spindle.
Testing of Bridge Bolts
Bolts hold bridges together and undergo significant fatigue cycles.
The bolts are large (around 220 mm [9 in.] long) and fatigue susceptible
areas are typically hidden (Figure 9a). Normal ultrasonic testing does
not offer the multitude of angles required, nor appropriate data storage
and imaging. Testing must be rapid, reproducible and convenient.
The portable phased array solution is to perform a 0 to 15 degree L-wave
S scan, focused at 100 mm (4 in.). This is a manual scan (no encoder)
with the operator manipulating the array to get full volumetric coverage.
The imaging makes interpretation much easier and more reproducible (Figure
9b) and tests were much faster than with conventional ultrasound. It
would be possible to include distance amplitude correction or time corrected
gain.
| (a) |
 |
(b) |
 |
Figure 9 - Bolt testing:
(a) typical bolt with two reference notches and array on accessible
area; (b) A-scan and S-scan image from typical bolt, showing threads,
reference notch and backwall.
Landing Gear Testing
Aircraft landing gears undergo considerable stress on landing and takeoff,
and are potentially susceptible to fatigue cracking. The area to be
tested has three different diameters, which makes conventional ultrasonic
testing difficult.
The portable phased array solution is to use an S-scan to generate
40 to 65 degree shear waves inside the component, with a wedge specifically
contoured to the cylinder's outer diameter. This permits a single pass
test of the cylinder, with full data collection. Though there are several
different cylinder outer diameters and multiple diameters within each,
electronic setups make this testing straightforward. The imaging permits
discontinuity identification.
Laser Weld Testing
This is an aerospace test for laser weld construction. The component
has a complex geometry, rapid testing is required and full data storage
is needed.
The portable phased array solution is to use a linear array with a
water box for coupling. A 10 m (32.8 ft) long linear scan manual test
is performed, using an encoder at 25 mm/s (1 in./s). The array performs
a normal beam raster test (electronic scan), giving a real time C-scan
display. All the data are stored.
Composites
There are many composite testing applications in the aerospace industry.
This particular application is for a 6 mm (0.24 in.) thick carbon composite.
A sample simulating layup tape commonly found during the manufacturing
process was made with known discontinuities (Figure 10). The objective
was to reliably detect and size discontinuities and to store all data.
The portable phased array solution was to use a linear scan with electronic
(normal beam) scanning. A 5 MHz, 32 element probe with a 1 mm (0.04
in.) pitch was used. (In practice, a 64 element probe with 0.6 mm [0.02
in.] pitch would give greater resolution.) Contrary to many applications,
the element grouping was set at 5. Loss of backwall was used for discontinuity
detection. The scans were displayed as C- and A-scans and the data stored
as usual.

Figure 10 - Scan results
from composite specimen: loss of backwall is visible (arrowed).
DISCUSSION
The applications listed above show that portable phased arrays can perform
many different types of NDT, from generic weld testing to more specialized
applications. All these applications have one or more of the following
advantages:
- speed: scanning with phased arrays is an order of magnitude faster
than single transducer conventional mechanical systems, with better
coverage and focusing
- flexibility: setups can be changed in a few minutes and typically
a lot more component dimensional flexibility is available
- testing angles: a wide variety of angles and wave modes can be used,
depending on the requirements and the array
- imaging: S-, B- and C-scans offer much better data interpretation
than simple A-scans
- small footprint: small matrix arrays can give significantly more
flexibility for testing restricted areas than conventional transducers.
As mentioned earlier, most of the listed applications are unusually
specialized, largely because this is how most new NDT products make
it into the marketplace. These special applications will continue, diversifying
into applications not currently thought of. Some may even use the fully
automated scanning capability.
Most important, portable phased arrays now appear cost competitive
for a number of applications. While it is too early to determine the
cost of weld testing using portable phased arrays, early evidence shows
that such testing is approximately five times faster than with conventional
manual testing.
Besides the major labor savings, evidence also suggests that portable
phased array weld testing is significantly more reliable than manual
testing; the operator's interpretation of a waveform is no longer such
a key factor. Once the setup is prepared, the same results are repeatedly
obtained. We look forward to the first weld testing trials using portable
phased arrays.
The arrival of portable phased arrays may have one other major effect
on the NDT industry: significantly increased productivity could offset
the upcoming shortage of qualified inspectors.
CONCLUSIONS
Portable phased arrays are commercially and technically viable for a
wide range of applications. They have major advantages for high speed
testing, setup flexibility, multiple test angles and wave modes and
limited access testing. They should be cost effective for a number of
standard applications (for example, welds) and standard code compliant
procedures should significantly increase their application. One should
expect more portable phased array applications in the near future.
ACKNOWLEDGMENTS
Many people at R/D Tech have assisted in the development of this instrument.
In particular, Pierre Langlois spearheaded the development and Chris
Magruder, Philippe Cyr, Simon Labbé and others worked on various applications.
Also, several external companies have assisted with one or more of the
examples here, including Eclipse Scientific Products, OPG, Materials
Research Institute, Washington Group International and Northwest Airlines.
REFERENCES
Ciorau, P., D. MacGillivray, T. Hazelton, L. Gilham, D. Craig and J.
Poguet, "In-situ Examination of ABB 1-0 Blade Roots and Rotor Steeple
of Low-pressure Steam Turbine, Using Phased Array Technology," 15th
World Conference on NDT, Rome, Italy, October 2000.
Clay, A.C., S.-C. Wooh, L. Azar and J.-Y. Wang, "Experimental Study
of Phased Array Beam Characteristics," Journal of NDE, Vol. 18,
No. 2, June 1999, p. 59.
Labbé, S., "Signal Analysis for Automated 'Go/Nogo' Inspection of Complex
Geometries Using Ultrasonic Phased Arrays," 16th World Conference on
NDT, Montréal, Canada, August-September 2004.
Lafontaine, G. and F. Cancre, "Potential of Ultrasonic Phased Arrays
for Faster, Better and Cheaper Inspections," NDT.net, Vol. 5,
No. 10, October 2000, <www.ndt.net/article/v05n10/lafont2/lafont2.htm>.
R/D Tech, Introduction to Phased Array Ultrasonic Technology Applications:
R/D Tech Guideline, Quebec City, Canada, R/D Tech, 2004.
Wüstenberg, H., A. Erhard and G. Shenk, "Some Characteristic Parameters
of Ultrasonic Phased Array Probes and Equipments," NDT.net, Vol.
4, No. 4, 1999, www.ndt.net/article/v04n04/wuesten/wuesten.htm.
* R/D Tech, 4615 E. Broadway, Suite 2, Long Beach,
CA 90803; (562) 439-3102; fax (562) 439-2102; e-mail <jesse.granillo@rd-tech.com>.
+ R/D Tech, 73 Superior Avenue,
Toronto, ON M8V 2M7, Canada; (416) 831-4428; fax (416) 255-5882; e-mail
<michael.moles@rd-tech.com>.
Copyright © 2005
by the American Society for Nondestructive Testing, Inc. All rights
reserved.